Securities, Capital Markets,
Corporate Finance

PRACTICES

Swanson Bernard’s securities attorneys possess significant business experience, which allows them to represent the unique needs of your business in securities transactions. We work in a variety of industries and represent a broad swathe of stakeholders in the securities industry, including investment advisors, broker-dealers, and investment companies. From securities litigation to structured finance and securitization, we put our extensive knowledge of the legal complexities of the securities industry to work for our clients.

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    • Debt and Equity Capital Markets

    • Investment Management and Funds

    • Securities Litigation, Arbitration and Enforcement Actions

    • Structured Finance and Securitization